Advise on legal compliance for participation in financial markets

Description

Consult and provide guidance on the legal changes the company has to undergo in order to participate in the financial market such as writing dividend policies, defining the ownership and structure of the company, and the compliance with the standards set by organisms regulating the market the company is entering to.

Alternative labels

counsel on legal compliance for participation in financial markets
advising on legal compliance for participation in financial markets
offer suggestions on legal compliance for participation in financial markets
advise on legal compliance for participation in financial market
give recommendations on legal compliance for participation in financial markets
advise on legal compliance of financial market participation

Skill type

skill/competence

Skill reusability level

cross-sector

Relationships with occupations

Essential skill

Advise on legal compliance for participation in financial markets is an essential skill of the following occupations:

Corporate investment banker: Corporate investment bankers offer strategic advice on financial services to companies and other institutions. They ensure that legal regulations are being followed by their clients in their efforts of raising any capital. They provide technical expertise and information on mergers and acquisitions, bonds and shares, privatisations and reorganisation, raising capital and security underwriting, including equity and debt markets.

Optional skill

Advise on legal compliance for participation in financial markets is optional for these occupations. This means knowing this skill may be an asset for career advancement if you are in one of these occupations.

Lawyer: Lawyers provide legal advice to clients and act on their behalf in legal proceedings and in compliance with the law. They research for, interpret and study cases to represent their clients in a variety of settings such as courts and administrative boards. They create arguments on behalf of their clients for lawsuits in different contexts with the aim of finding a legal remedy.
Corporate lawyer: Corporate lawyers provide legal consulting services and representation to corporations and organisations. They give advice on matters relating to taxes, legal rights and patents, international trade, trademarks, and legal financial issues arising from operating a business.

 


 

References

  1. Advise on legal compliance for participation in financial markets – ESCO

 

Last updated on September 20, 2022